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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gersbeck is a financial advisor with over 25 years of experience. Charles has been registered with Wells Fargo Clearing Services, LLC since 2009 and has held a Series 65 for Investment Advisor Representatives and Series 63 for Securities Agent Representatives. Charles has also been registered in several states including Florida, Nevada, and Texas. In addition to his current role, Charles has held previous positions with First Union Brokerage Services, Inc. and Dean Witter Reynolds Inc. Charles has a strong track record of providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Charles's expertise includes investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management. Charles is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2019 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
NC
12/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
03/12/1997 - 12/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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