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Charles D. Sharett

BNP Paribas Securities Corp.

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About Charles D. Sharett

Charles D. Sharett is a financial advisor with BNP Paribas Securities Corp. located in NEW YORK, NY. Charles Sharett has been in the financial industry for over 20 years. Charles Sharett holds Series 63, Series 7 and SIE licenses. Charles Sharett is registered in 52 states and is actively registered with FINRA. Prior to joining BNP Paribas Securities Corp. Charles Sharett was registered with CREDIT SUISSE SECURITIES (USA) LLC, UBS SECURITIES LLC and J.P. MORGAN SECURITIES INC.

Firm Information

Charles Sharett is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Sharett’s Registration & Firm History

NY

10/11/2023 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

04/21/2008 - 11/02/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CT

09/28/2005 - 04/08/2008

UBS SECURITIES LLC (STAMFORD CT)

NY

11/07/2003 - 09/16/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles D. Sharett.
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