Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ker is a registered representative with LPL Financial LLC since September 2020. Previously, Charles worked at Woodbury Financial Services, Inc., KESTRA INVESTMENT SERVICES, LLC and Ameriprise Financial Services, Inc.. Charles has been in the securities industry since March 2010 and is licensed in Arizona, Idaho, Indiana, Nevada, Ohio, Oregon, Texas, and Washington. Charles has earned the Series 66 and Series 7 licenses. Charles specializes in financial planning, portfolio management for businesses and individuals and has a proven track record in providing investment advice to a wide range of clients, including individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans. Charles Ker is committed to providing clients with personalized investment advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/01/2020 - Present
LPL Financial LLC (SPOKANE WA)
WA
08/31/2018 - 09/03/2020
WOODBURY FINANCIAL SERVICES, INC. (SPOKANE WA)
WA
08/28/2015 - 08/30/2018
KESTRA INVESTMENT SERVICES, LLC (SPOKANE VALLEY WA)
WA
03/22/2010 - 09/01/2015
AMERIPRISE FINANCIAL SERVICES, INC. (SPOKANE WA)
BOTH
Issued 06/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Ker is the right advisor for you? Invested Better is here to help.
