Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cutler is a financial professional with over 7 years of experience in the financial services industry. Charles is currently registered with Foreside Fund Services, LLC in Fort Lauderdale, FL. Charles holds the Series 6, 7 and 63 licenses and the SIE exam. Previously, Charles was registered with UBS Financial Services Inc., Neuberger Berman BD LLC, and Neuberger Berman Management LLC. Charles is licensed in Florida, Louisiana, Mississippi, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/26/2018 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
NY
03/10/2017 - 02/15/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/05/2016 - 02/28/2017
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
07/24/2015 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 08/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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