linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Charles Curtis Fox

Lombard Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Charles? Claim Your Profile

About Charles Curtis Fox

Charles Curtis Fox is a financial professional with over 38 years of experience in the securities industry. Charles is currently registered with Lombard Securities Inc. and holds several licenses including Series 7, 8, 9, 10, 14, 24, 63 and SIE. Charles's previous experience includes roles at Capital Portfolio Management, Inc., Thomas F. White & Co., Incorporated, Ferris, Baker Watts Incorporated, Johnston, Lemon & Co. Incorporated, Baker, Watts & Co., Inc. and First Jersey Securities, Inc. Charles is licensed in 18 states and is actively registered with FINRA.

Firm Information

Charles Fox is currently registered with Lombard Securities Inc.. Lombard Securities Inc. is a corporation formed on July 25, 1990, with an approved status. It is registered in all 50 U.S. states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Charles Fox’s Registration & Firm History

MD

01/31/1997 - Present

Lombard Securities Inc. (BALTIMORE MD)

MD

07/03/1996 - 03/03/1997

CAPITAL PORTFOLIO MANAGEMENT, INC. (TIMONIUM MD)

CA

12/21/1993 - 07/10/1996

THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)

NA

05/29/1990 - 12/14/1993

FERRIS, BAKER WATTS INCORPORATED

MD

10/24/1988 - 12/14/1993

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

DC

11/04/1988 - 06/05/1990

JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)

NA

01/31/1984 - 10/24/1988

BAKER, WATTS & CO., INC.

NA

01/17/1984 - 01/31/1984

FIRST JERSEY SECURITIES, INC.

Not sure if Charles Curtis Fox is right for you?

Licenses & Designations

BC

Issued 12/09/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/03/2002

Series 24 - General Securities Principal Examination

BC

Issued 09/14/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Charles Curtis Fox. Review regulatory record here.
Not sure if Charles Curtis Fox is right for you?