Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Crosby Cox has over 24 years of experience in the financial industry. Charles is currently registered with Valic Financial Advisors, Inc. and has held previous registrations with several other firms, including Allstate Financial Services, LLC, QA3 Financial Corp., Investors Capital Corp., FFP Securities, Inc., and New England Securities. Charles holds a Series 6, 7, 22, 62, and 66 license. Charles specializes in insurance, securities, and financial planning. Charles is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/04/2021 - Present
Valic Financial Advisors, Inc. (SHREVEPORT LA)
LA
11/11/2005 - 02/26/2021
ALLSTATE FINANCIAL SERVICES, LLC (LAKE CHARLES LA)
NE
06/11/2003 - 11/11/2005
QA3 FINANCIAL CORP. (OMAHA NE)
MA
09/14/2001 - 06/10/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MO
09/23/1997 - 09/26/2001
FFP SECURITIES, INC. (CHESTERFIELD MO)
NY
01/06/1997 - 09/23/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 02/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/19/1999
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Cox is the right advisor for you? Invested Better is here to help.
