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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cromer King is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Charles has over 20 years of experience in the industry and is registered in 31 states to offer both brokerage and investment advisory services. Charles has extensive experience working with individuals, families, and businesses to develop and implement personalized financial strategies. His experience includes working with First Union Securities, Inc. and First Union Brokerage Services, Inc. Charles holds several industry licenses including the Series 7, 6, 24, 31, 63, and 65. Charles is also an active member of the industry, having participated in a variety of educational seminars and events. Charles's commitment to providing personalized financial services to his clients has helped him build a strong reputation as a trusted advisor in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/20/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
MO
10/01/2000 - 12/22/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/27/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 02/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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