Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cottrell Lewis iii has been active in the financial services industry for over 9 years. Charles is currently registered with Realta Equities, Inc. in Wilmington, Delaware. Charles has previously worked for Orchard Securities, LLC in Pleasant Grove, Utah, Growth Capital Services, Inc. in San Francisco, California and SC Distributors, LLC in Newport Beach, California. Charles has passed the Series 63, Series 7 and SIE exams and holds active registrations in Colorado and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DE
07/11/2023 - Present
Realta Equities, Inc. (WILMINGTON DE)
UT
04/21/2021 - 05/25/2023
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
CA
09/13/2019 - 04/06/2021
GROWTH CAPITAL SERVICES, INC. (San Francisco CA)
CA
05/30/2014 - 06/03/2019
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
BC
Issued 09/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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