Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cooper West is a financial advisor who has been in the industry since 1990. Charles is currently registered with Raymond James Financial Services Advisors, Inc. and has previously been registered with COMPASS BROKERAGE, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Charles holds several licenses and certifications, including Series 6, 7, 9, 10, 63, and SIE. Charles has a wide range of experience in the financial services industry and specializes in a variety of areas, including investment planning, retirement planning, and insurance. Charles is committed to providing personalized financial advice and working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (FORT WALTON BEACH FL)
AL
09/29/1995 - 09/11/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
MA
12/03/1990 - 09/11/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/03/1990 - 09/11/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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