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Charles Cooper Kinsley

TP Icap Global Markets Americas LLC

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About Charles Cooper Kinsley

Charles Kinsley is a registered representative with TP Icap Global Markets Americas LLC. Charles has been in the financial services industry since 2008. Prior to joining TP Icap Global Markets Americas LLC, Charles was a representative with Tullett Prebon Financial Services LLC and Prebon Financial Products Inc.. Charles holds the Series 7, Series 55, Series 63, Series 57TO and SIE securities licenses.

Firm Information

Charles Kinsley is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Kinsley’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

08/11/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NJ

04/02/2008 - 04/21/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/01/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Charles Cooper Kinsley. Review regulatory record here.
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