Unclaimed
Charles Kinsley is a registered representative with TP Icap Global Markets Americas LLC. Charles has been in the financial services industry since 2008. Prior to joining TP Icap Global Markets Americas LLC, Charles was a representative with Tullett Prebon Financial Services LLC and Prebon Financial Products Inc.. Charles holds the Series 7, Series 55, Series 63, Series 57TO and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/11/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
04/02/2008 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 12/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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