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Charles Conger Ervin

Colliers Securities LLC

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About Charles Conger Ervin

Charles Ervin is a financial advisor registered with Colliers Securities LLC. Charles is based in Minneapolis, Minnesota and has been in the financial industry since November 27, 2002. Charles holds the Series 7, 24, 28, 50, 52TO, 53, and 63 securities licenses. Prior to working for Colliers Securities LLC, Charles was employed by RED CAPITAL MARKETS, INC. and MERCHANT CAPITAL, L.L.C.

Firm Information

Charles Ervin is currently registered with Colliers Securities LLC. Colliers Securities LLC is a Limited Liability Company formed in 1997 and headquartered in Minneapolis, Minnesota. The firm provides a wide range of advisory services, including portfolio management for individuals and selection of other advisers. With over 84 registered representatives, Colliers Securities manages approximately $262,622,768 in regulatory assets under management, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm participates in wrap fee programs and is registered with the SEC and in all 50 states plus the District of Columbia and Puerto Rico.
Colliers Securities LLC

90 SOUTH SEVENTH STREET

MINNEAPOLIS, MN 55402-4108

$262.62M

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Ervin’s Registration & Firm History

MN

10/10/2008 - Present

Colliers Securities LLC (MINNEAPOLIS MN)

OH

06/28/2005 - 09/15/2008

RED CAPITAL MARKETS, INC. (COLUMBUS OH)

AL

07/18/2001 - 03/10/2004

MERCHANT CAPITAL, L.L.C. (MONTGOMERY AL)

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Licenses & Designations

BC

Issued 03/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/21/2001

Series 24 - General Securities Principal Examination

BC

Issued 08/23/2001

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/22/2022

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Charles Conger Ervin. Review regulatory record here.
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