Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leonard is an Investment Advisor Representative with Ameriprise Financial Services, LLC. Charles has been in the financial services industry since August 21, 1991. Charles is registered with FINRA and has Series 6, 7, 22, 62, and 63 licenses. Charles is also registered as an Investment Advisor Representative in 14 states. Charles has previously worked at LPL FINANCIAL LLC, COMMONWEALTH FINANCIAL NETWORK, 1717 CAPITAL MANAGEMENT COMPANY, AETNA INVESTMENT SERVICES, INC., DIVERSIFIED INVESTORS SECURITIES CORP., LINCOLN FINANCIAL ADVISORS CORPORATION, UNUM SALES CORPORATION, MONY SECURITIES CORP., AETNA LIFE INSURANCE AND ANNUITY COMPANY, and FIRST INVESTORS CORPORATION. Charles has a strong focus on serving high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Charles is committed to providing comprehensive financial planning and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/07/2016 - Present
Ameriprise Financial Services, LLC (Marlton NJ)
NJ
01/20/2009 - 11/22/2016
LPL FINANCIAL LLC (HADDONFIELD NJ)
NH
08/07/2003 - 01/21/2009
COMMONWEALTH FINANCIAL NETWORK (PORTSMOUTH NH)
DE
02/10/1998 - 09/03/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CT
10/15/1993 - 01/21/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
NY
01/10/1994 - 01/08/1998
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
IN
10/01/1996 - 12/31/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
ME
01/06/1993 - 10/01/1996
UNUM SALES CORPORATION (PORTLAND ME)
NY
01/03/1992 - 01/10/1994
MONY SECURITIES CORP. (NEW YORK NY)
CT
08/03/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NJ
10/06/1989 - 03/07/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 10/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/18/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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