Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cleveland Sisson is a financial advisor at Wells Fargo Clearing Services, LLC. Charles has been in the financial industry since 1994 and is registered with the state of Virginia as an Investment Advisor Representative. Charles holds a Series 6, Series 7, Series 9, Series 10, Series 63 and Series 65 license. Charles has been with Wells Fargo Clearing Services, LLC since 2016, but worked previously with First Union Brokerage Services, Inc. Charles' current firm is a large firm with approximately $10 billion - $50 billion in assets under management. They provide advisory services to individuals, businesses, corporations, and other investment advisors. Charles specializes in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/25/2003 - Present
Wells Fargo Clearing Services, LLC (WOODBRIDGE VA)
NC
07/24/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
09/20/1994 - 07/08/1998
FIRST UNION BROKERAGE SERVICES, INC.
IA
Issued 05/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/14/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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