Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Clavel is a financial advisor who has been working in the industry since 2008. Charles currently works for Stephens Investment Management Group, LLC, where Charles is registered as an Investment Advisor Representative (IAR). Charles holds the Series 7, Series 87, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Charles is also a Chartered Financial Analyst (CFA). Previously, Charles was registered with Stephens Inc., Morgan Stanley & Co. LLC, and Sanford C. Bernstein & Co., LLC. Charles has experience working with a wide range of clients, including individuals, corporations, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
03/22/2019 - Present
Stephens Investment Management Group, LLC (Houston TX)
TX
06/04/2018 - 12/22/2023
STEPHENS (HOUSTON TX)
NY
09/08/2014 - 03/14/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/11/2008 - 08/28/2014
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 03/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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