Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Clarke Smith is a financial advisor in Greenville, SC. Charles has been working in the financial industry since 2006. Charles is currently registered with Kestra Private Wealth Services, LLC and has been with the firm since 2022. Previously, Charles was with Wells Fargo Clearing Services, LLC. Charles has a Series 66 and a Series 7 license. Charles also holds the Certified Financial Planner designation. Charles works with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions. Charles's services include financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/04/2022 - Present
Kestra Private Wealth Services, LLC (AUSTIN TX)
SC
06/26/2008 - 05/11/2022
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
SC
12/13/2007 - 04/25/2008
PRINCOR FINANCIAL SERVICES CORPORATION (TAYLOR SC)
SC
03/17/2006 - 12/17/2007
AXA ADVISORS, LLC (GREENVILLE SC)
MN
02/02/2006 - 03/29/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 02/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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