Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Christopher Hastings is a financial professional based in New York, NY. He is currently registered with Capstone Partners, a firm focused on providing investment banking and financial advisory services. Charles has over 28 years of experience in the financial industry, having previously held roles with Houlihan Lokey, DC Advisory, Signal Hill Capital Group, Berchwood Partners, Cantor Fitzgerald, Credit Suisse Securities, Bear Stearns, Prudential Securities, BNY Capital Markets, and BA Securities. He is licensed to provide financial services in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/01/2023 - Present
Capstone Partners (New York NY)
NY
03/30/2023 - 05/19/2023
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
07/05/2022 - 05/19/2023
HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)
NY
02/01/2022 - 03/27/2023
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
03/01/2018 - 10/25/2021
DC ADVISORY (NEW YORK NY)
NY
10/13/2015 - 03/01/2018
SIGNAL HILL CAPITAL GROUP LLC (NEW YORK NY)
NY
08/27/2012 - 09/14/2015
BERCHWOOD PARTNERS LLC (NEW YORK NY)
NY
10/13/2009 - 08/27/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/22/2007 - 08/28/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/15/1999 - 10/03/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/12/1997 - 10/08/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/08/1996 - 04/29/1997
BNY CAPITAL MARKETS INC. (NEW YORK NY)
CA
10/01/1993 - 03/09/1995
BA SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/09/1993 - 10/01/1993
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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