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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Christ Demoss is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Charles has been in the industry since 1969 and has a broad range of experience. Charles has been registered with Wells Fargo Clearing Services, LLC since 2016. Before that, Charles worked at Citigroup Global Markets Inc. and Harris, Upham & Co. Incorporated. Charles has a wide range of industry certifications, including Series 7, Series 63, Series 65, and SIE. Charles specializes in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/26/2016 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
02/26/1976 - 08/03/2006
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NA
10/25/1971 - 02/26/1976
HARRIS, UPHAM & CO. INCORPORATED
NA
10/23/1969 - 10/24/1971
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 06/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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