Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Tan has been in the financial industry since 1992. Charles is currently registered with Bankers Life Securities, Inc. in BREA, CA. Charles is also registered as a registered representative in California. Prior to joining Bankers Life Securities, Inc., Charles was affiliated with Pruco Securities, LLC. and The Prudential Insurance Company of America. Charles has passed the Securities Industry Essentials Examination (SIE), Series 6, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/11/2024 - Present
Bankers Life Securities, Inc. (BREA CA)
CA
04/06/2023 - 12/15/2023
BANKERS LIFE SECURITIES, INC. (BREA CA)
CA
09/12/1990 - 02/03/2022
PRUCO SECURITIES, LLC. (COVINA CA)
NJ
09/12/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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