Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Norfleet is a financial professional with over 6 years of experience in the financial services industry. Charles is currently a Registered Representative with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois. Charles is also a Certified Financial Planner and has obtained the Series 7, Series 66 and SIE licenses. Charles has previously worked at Purshe Kaplan Sterling Investments, McAdam LLC, Andrews & Cole, and George Washington University. Charles provides financial services to individuals, businesses, and charitable organizations.
BOSTON, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
06/29/2023 - Present
Cetera Investment Advisers LLC (BOSTON MA)
MA
02/01/2021 - 07/26/2021
PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)
VA
07/20/2017 - 04/24/2019
PURSHE KAPLAN STERLING INVESTMENTS (Tysons Corner VA)
BOTH
Issued 8/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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