Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Carey Shook is a financial advisor who has been in the industry since November 1, 1981. Charles is currently registered with Northwestern Mutual Investment Services, LLC. Charles has experience with Robert W. Baird & Co. Incorporated. Charles has a Series 63, Series 6TO, SIE, Series 22 and Series 1 license and is registered in Arizona and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
11/02/1981 - Present
Northwestern Mutual Investment Services, LLC (PALM BCH GDNS FL)
WI
01/02/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
09/29/1987 - 10/27/1993
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/21/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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