Unclaimed
Charles Cardwell Warnock is an investment advisor representative. Charles has been in the industry since June 2006 and is currently registered with State Farm Investment Management Corp. in the state of Georgia and Alabama. Charles has Series 6, Series 63 and SIE licenses and is a Chartered Financial Consultant. Charles is active in both broker-dealer and investment advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
09/06/2018 - Present
State Farm Investment Management Corp. (Thomasville GA)
BC
Issued 06/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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