Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bigelow is an active BrokerCheck registered representative with Deutsche Bank Securities Inc. Charles has been in the industry since August 11, 2000. Charles has passed exams for the Series 63, Series 7, Series 24 and SIE, and holds registrations in all 50 states plus Puerto Rico and the Virgin Islands. Prior to joining Deutsche Bank Securities Inc., Charles worked at JMP SECURITIES LLC, TERRA NOVA TRADING, L.L.C., and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
07/11/2005 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
05/21/2004 - 07/13/2005
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
07/25/2003 - 05/04/2004
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
NY
07/19/2000 - 07/16/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 07/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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