Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Caesar Claver is a financial advisor with over 7 years of experience in the industry. Charles is registered with Osaic Institutions, Inc. in California. Charles has held previous positions with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, UNIONBANC INVESTMENT SERVICES, LLC, FIRST BROKERAGE AMERICA, L.L.C. and Infinex Investments, Inc. Charles has Series 6, 7, 63 and 66 licenses. Charles specializes in Portfolio Management for Individuals, Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, and Solicitation Services for Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/30/2017 - Present
Osaic Institutions, Inc. (Beverly Hills CA)
MO
04/20/2016 - 01/25/2017
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
CA
11/07/2014 - 01/04/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)
CA
05/27/2010 - 07/17/2013
UNIONBANC INVESTMENT SERVICES, LLC (MANHATTAN BEACH CA)
BOTH
Issued 02/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/26/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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