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Charles C Perich

Empower Financial Services, Inc.

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About Charles C Perich

Charles C. Perich is a financial professional with over 20 years of experience in the industry. Charles currently works as a registered representative for Empower Financial Services, Inc. where he holds a Series 7, Series 24, Series 99TO and SIE registration. Charles also previously worked for Prudential Investment Management Services LLC, Prudential Retirement Brokerage Services, Inc., and American Express Financial Advisors Inc. Charles holds a Series 66 registration and has passed the Uniform Combined State Law Examination. Charles has been active in the securities industry since January 31, 2004.

Firm Information

Charles Perich is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Perich’s Registration & Firm History

KS

04/05/2024 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

CT

04/30/2005 - 04/03/2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

07/09/2004 - 04/30/2005

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

MN

11/08/2002 - 04/17/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/08/2002 - 04/17/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/12/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles C Perich.
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