Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Satterwhite is a financial advisor with Raymond James & Associates, Inc.. Charles has been in the financial industry since 1984. Charles is registered with the state of North Carolina as a Broker-Dealer and as an Investment Advisor Representative. Charles also has a Series 63 license. Charles provides advisory services to individuals, businesses, and trusts. Charles is committed to providing his clients with personalized financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/22/2016 - Present
Raymond James & Associates, Inc. (GREENVILLE NC)
NC
04/02/1997 - 09/04/2014
CAPITAL INVESTMENT BROKERAGE, INC. (RALEIGH NC)
NC
08/27/1996 - 04/09/1997
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NY
03/22/1984 - 09/07/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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