Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Buono is an active investment advisor representative registered with Fidelity Personal and Workplace Advisors. Charles has been working in the financial industry since 2003 and has worked at several firms over the years, including VALIC Financial Advisors, Inc., Principled Advisors, Inc., OppenheimerFunds Distributor, Inc., ADP Broker-Dealer, Inc., and PFS Investments Inc. Charles holds the Series 6, Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Charles offers financial planning services, portfolio management for individuals and businesses, and educational seminars. Charles is registered with the states of Arizona, California, Delaware, Florida, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/24/2023 - Present
Fidelity Personal AND Workplace Advisors (SHREWSBURY NJ)
NJ
05/21/2018 - 01/26/2021
VALIC FINANCIAL ADVISORS, INC. (BERKELEY HEIGHTS NJ)
NY
07/30/2007 - 05/16/2018
PRINCIPLED ADVISORS, INC. (STATEN ISLAND NY)
NY
12/15/2006 - 07/26/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
04/30/2003 - 11/14/2005
ADP BROKER-DEALER, INC. (ROSELAND NJ)
GA
03/18/2003 - 04/29/2003
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 07/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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