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Charles Bruce Saltzman

State Street Global Advisors Funds Distributors, LLC

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About Charles Bruce Saltzman

Charles Bruce Saltzman is a financial professional who has been in the industry since 2007. Currently, Charles Saltzman is registered with State Street Global Advisors Funds Distributors, LLC, and is located in New York, NY. Prior to joining State Street Global Advisors Funds Distributors, LLC, Charles Saltzman was associated with firms such as DRW SECURITIES, L.L.C., KNIGHT CAPITAL AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., KELLOGG CAPITAL MARKETS, LLC, KELLOGG CAPITAL GROUP LLC, and KELLOGG SPECIALIST GROUP LLC. Charles Saltzman holds several licenses, including Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7. Charles Saltzman is registered with the FINRA and is licensed in 52 states.

Firm Information

Charles Saltzman is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Saltzman’s Registration & Firm History

NY

03/18/2014 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

IL

12/19/2012 - 09/26/2013

DRW SECURITIES, L.L.C. (CHICAGO IL)

NY

07/02/2012 - 11/23/2012

KNIGHT CAPITAL AMERICAS LLC (NEW YORK NY)

NJ

12/20/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

11/03/2008 - 01/03/2011

KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/02/2006 - 10/31/2008

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

NY

09/11/2006 - 10/02/2006

KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)

NY

06/27/2006 - 09/11/2006

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Bruce Saltzman.
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