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Charles Bruce Riopel

Charles Schwab & CO., Inc.

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About Charles Bruce Riopel

Charles Bruce Riopel is a financial advisor registered with Charles Schwab & Co., Inc. Charles has been in the industry since 2004 and holds a Series 7, Series 63, Series 65 and SIE license. Charles is registered with the state of New Hampshire, where Charles is based, as well as Texas, where Charles is a resident. Charles is also a member of the Webster at Rye/Rannie Webster Foundation, a non-profit organization, and has been on their Board of Trustees since 2016.

Firm Information

Charles Riopel is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Charles Riopel’s Registration & Firm History

NH

01/02/2019 - Present

Charles Schwab & CO., Inc. (Portsmouth NH)

NH

01/08/2007 - 01/25/2008

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

RI

08/12/2004 - 04/03/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 03/22/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles Bruce Riopel.
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