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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bruce Ashe is a financial advisor with over 29 years of experience in the industry. Charles is currently registered with Wells Fargo Clearing Services, LLC. Charles has also been registered with UBS Financial Services Inc. and J.C. Bradford & Co. Charles is licensed to provide investment advice in 30 states. Charles is also licensed to provide investment advice for clients in Texas and North Carolina. Charles's primary office is located in Hendersonville, North Carolina. Charles's current firm, Wells Fargo Clearing Services, LLC has over 14,000 licensed agents, 16,000 investment advisor representatives, and 20,000 registered representatives. Charles has experience providing financial advice to a wide range of clients including individuals, high net worth individuals, corporations, businesses, charities, and pension plans. Charles specializes in investments, financial planning, and investment consulting. Charles has received a number of designations and awards including passing the Series 7, Series 10, Series 31, Series 63, and Series 65 exams. Charles is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/17/2009 - Present
Wells Fargo Clearing Services, LLC (HENDERSONVILLE NC)
NC
08/14/2000 - 12/02/2009
UBS FINANCIAL SERVICES INC. (HENDERSONVILLE NC)
NY
03/14/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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