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Charles Brock Hickman

Fidelity Distributors Co. LLC

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About Charles Brock Hickman

Charles Hickman is a financial professional with Fidelity Distributors Co. LLC. Charles has been in the industry since May 7, 2019 and is registered in 52 states and the District of Columbia. Charles holds a Series 63, Series 7TO, and SIE license. Charles is located in WESTLAKE, TX.

Firm Information

Charles Hickman is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Hickman’s Registration & Firm History

TX

05/08/2019 - Present

Fidelity Distributors Co. LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 05/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Brock Hickman.
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