Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Conners is a financial advisor who has been in the industry for over 39 years. Charles has been active in the industry since 1983 and has experience with Western International Securities, Inc., NPB Financial Group, LLC and Pacific Financial Associates, Inc.. Charles is currently registered with Western International Securities, Inc. and has passed the Series 63, Series 65, Series 7 and Series 24 exams. Charles is a Certified Financial Planner and can provide financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals. Charles is also a member of Ellermeyer Connect Forum.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/24/2022 - Present
Western International Securities, Inc. (Pasadena CA)
CA
11/05/2010 - 06/27/2022
NPB FINANCIAL GROUP, LLC (IRVINE CA)
CA
08/23/1989 - 11/12/2010
PACIFIC FINANCIAL ASSOCIATES, INC. (SAN JUAN CAPISTRANO CA)
MA
03/08/1984 - 09/01/1989
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
10/19/1983 - 06/18/1984
FINANCIAL NETWORK INVESTMENT CORPORATION
IA
Issued 10/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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