Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lewis is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with LPL Financial LLC and is a Registered Representative (RR) and an Investment Advisor Representative (IAR). Charles is licensed in 22 states and is actively involved in the financial services industry. Charles specializes in various financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/10/2008 - Present
LPL Financial LLC (SEATTLE WA)
WA
07/29/2005 - 12/15/2008
AMERIPRISE ADVISOR SERVICES, INC. (SEATTLE WA)
FL
12/16/1999 - 08/01/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
02/25/1991 - 12/16/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
03/23/1990 - 12/31/1990
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
12/05/1986 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
06/10/1985 - 12/01/1986
FSC SECURITIES CORPORATION
NA
12/28/1983 - 01/26/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 07/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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