Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Brett Bryan is a financial advisor with Raymond James & Associates, Inc. located in Memphis, TN. Charles has been in the financial industry since 2003 and has a wide range of experience in providing financial planning and investment advice. Charles holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, Series 24, Series 55, Series 52, Series 53 and the SIE exam. Charles is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Tennessee. Charles is also a registered Investment Advisor Representative. In addition to working with Raymond James & Associates, Inc., Charles is also the owner/proprietor of a small agricultural business in Arlington, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/20/2019 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
09/04/2018 - 08/14/2019
B. RILEY WEALTH MANAGEMENT (MEMPHIS TN)
TN
09/22/2015 - 09/04/2018
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
05/15/2000 - 04/17/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 09/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 02/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/10/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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