Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Brenton Beck is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently registered with Avantax Advisory Services in Dallas, TX. Charles has experience working with individuals, corporations, and retirement plans. Charles has also worked with a number of other financial institutions in the past including Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Scottrade, Inc. Charles provides a range of financial services including financial planning, pension consulting, and portfolio management. Charles is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
04/01/2021 - Present
Avantax Advisory Services (Dallas TX)
TX
05/21/2020 - 11/04/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (DENTON TX)
TX
02/26/2016 - 02/26/2018
SCOTTRADE, INC. (SOUTHLAKE TX)
TX
08/20/2012 - 10/20/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/25/2008 - 01/19/2011
TD AMERITRADE, INC. (FORT WORTH TX)
TX
10/31/2000 - 01/23/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NE
07/06/1999 - 10/19/2000
AMERITRADE (BELLEVUE NE)
IL
10/27/1998 - 07/28/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
11/05/1996 - 10/20/1998
ADDISON SECURITIES, INC. (DALLAS TX)
NY
01/09/1995 - 11/12/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
01/03/1994 - 12/12/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
TX
09/07/1989 - 12/31/1993
MEMBERS INVESTMENT SERVICES, INC. (FARMERS BRANCH TX)
NA
05/06/1989 - 07/17/1989
PACIFIC BROKERAGE SERVICES, INC.
NA
11/25/1988 - 06/09/1989
INDEPENDENT INVESTMENT BROKERS OF AMERICA
NA
12/14/1988 - 03/30/1989
CAPITAL FIRST SECURITIES, INC.
NA
03/09/1987 - 09/19/1988
FIDELITY BROKERAGE SERVICES, INC.
IA
Issued 02/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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