Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bradley Waters is a financial professional with over 14 years of experience in the industry. Charles is currently registered with Clear Street LLC, a firm with a focus on providing comprehensive financial solutions to clients. Charles has a strong track record of success in the financial services industry, having previously worked at National Financial Services LLC. Charles holds the Series 7, Series 24, Series 99TO and SIE licenses, demonstrating a commitment to professional development and expertise in various areas of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/13/2021 - Present
Clear Street LLC (NEW YORK NY)
TX
01/01/2009 - 07/12/2021
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 03/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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