Unclaimed
Charles Bradley Prothro is a financial advisor at Northwestern Mutual Investment Services, LLC in Fort Worth, TX. Charles has been in the financial services industry since 1988. He is registered with the Securities and Exchange Commission (SEC) and FINRA. Charles holds the Series 6, 7, 63, and 65 licenses. In addition to his current firm, Charles has worked with Robert W. Baird & Co. Incorporated. Charles is committed to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
05/02/1988 - Present
Northwestern Mutual Investment Services, LLC (FORT WORTH TX)
WI
10/11/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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