Unclaimed
Charles Brown is a financial advisor with over 10 years of experience in the industry. Charles is registered with Ausdal Financial Partners, Inc. and M.Brown Financial Advisors. Charles is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 3, 7, and 66 licenses. Charles provides financial planning, portfolio management for individuals and businesses, selection of other advisors, and advice on UMA platforms. Charles has a strong track record of helping clients achieve their financial goals. Charles is committed to providing personalized service and building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/04/2022 - Present
Ausdal Financial Partners, Inc. (NAPERVILLE IL)
BOTH
Issued 08/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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