Unclaimed
Charles Hough is a financial professional registered with Perella Weinberg Partners LP. Charles has been in the industry since 2019 and holds a Series 7, Series 86, Series 87, Series 79TO, and Series 63 license. Charles was previously employed at Piper Sandler & Co. and Sandler, O'Neill & Partners, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/29/2024 - Present
Perella Weinberg Partners LP (NEW YORK NY)
NY
01/03/2020 - 06/21/2022
PIPER SANDLER & CO. (NEW YORK NY)
NY
04/12/2019 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
BC
Issued 05/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/09/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/12/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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