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Charles Blake McElligott

Nomura Securities International, Inc.

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About Charles Blake McElligott

Charles McElligott is a registered representative with Nomura Securities International, Inc. based in New York, NY. Charles has been in the securities industry since January 28, 2002. Charles has held previous roles with RBC CAPITAL MARKETS, LLC and UBS SECURITIES LLC. Charles holds Series 7, 24, 55, 57TO, and 63 licenses and is registered in all 50 states.

Firm Information

Charles McElligott is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Charles McElligott’s Registration & Firm History

NY

01/08/2018 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

04/16/2009 - 10/17/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CT

10/24/2001 - 04/01/2009

UBS SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 11/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles Blake McElligott.
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