Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wold is a financial advisor with over 30 years of experience in the industry. Charles is registered with The Leaders Group, Inc. in Littleton, CO. He holds Series 7 and Series 63 securities licenses and is a Registered Representative. His previous experience includes working with Hartford Equity Sales Company Inc. and Travelers Equities Sales, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/11/2010 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IL
07/22/1991 - 11/23/2010
HARTFORD EQUITY SALES COMPANY INC. (CHICAGO IL)
CA
09/24/1987 - 05/23/1991
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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