Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cannon is a financial advisor with over 40 years of experience in the industry. Charles Cannon is currently registered with RBC Capital Markets, LLC, and is a licensed investment advisor in Tennessee and Texas. Charles Cannon previously held positions at Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, Shearson Lehman Hutton Inc, E. F. Hutton & Company Inc and Morgan Keegan & Company, Inc. Charles Cannon holds Series 3, 7, 9, 10, 63, and 65 licenses, and also holds the SIE license. Charles Cannon is also a trustee for trusts created under the will of his father. Charles Cannon offers financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, educational seminars, and selection of other advisors. Charles Cannon's firm manages over $259 billion in assets, and serves a wide range of clients including high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
06/09/2022 - Present
RBC Capital Markets, LLC (Germantown TN)
TN
01/20/1999 - 06/13/2022
WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)
NA
01/30/1990 - 01/19/1999
PRUDENTIAL SECURITIES INCORPORATED
NY
03/16/1983 - 01/19/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/14/1988 - 01/24/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/04/1988 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
12/05/1977 - 11/19/1982
MORGAN KEEGAN & COMPANY, INC.
IA
Issued 05/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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