Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Benjamin Smallwood is a financial advisor at Edward Jones. Charles has been in the financial services industry since September 24, 2013. Charles is registered with FINRA and the state of Colorado. Charles has also passed the Series 6, 7, 63 and 65 exams, and is registered to sell securities in several states. Charles offers a range of services, including financial planning, portfolio management, pension consulting, and selection of other advisors. Charles's focus is on providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
11/30/2015 - Present
Edward Jones (EAGLE CO)
CO
09/25/2013 - 12/01/2015
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
BC
Issued 04/09/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Smallwood is the right advisor for you? Invested Better is here to help.
