Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Benjamin Morris is a financial advisor with over 17 years of experience in the financial services industry. He is currently registered with LPL Financial LLC and holds several licenses and certifications, including the Series 7, Series 6, Series 3, Series 63, Series 66 and Series 24. Charles Morris specializes in providing financial planning and investment advice to individuals, families, and businesses. He is committed to helping clients achieve their financial goals and building long-term relationships. Prior to joining LPL Financial LLC, Charles Morris was associated with Morgan Stanley DW Inc. and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/12/2006 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
04/28/2005 - 05/10/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
02/14/2005 - 03/23/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 07/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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