Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Belluardo is an investment professional with over 30 years of experience in the financial industry. He has held various roles at several firms, including Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Charles is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and holds a variety of securities licenses, including Series 7, 6, 63, 10, 24, 26, 65 and SIE. He is also registered as an investment advisor in several states. Charles has expertise in providing investment advice and portfolio management services to a wide range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
06/01/2009 - 06/18/2013
MORGAN STANLEY (SHREWSBURY NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEA GIRT NJ)
MD
09/18/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/21/1991 - 09/19/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/21/1991 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 6/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/28/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/9/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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