Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bell Upshaw is a financial advisor with over 40 years of experience in the industry. Charles currently works at Capital Investment Advisory Services, LLC and holds a Series 7 and Series 66 license. Charles is registered with the following states: Colorado, Florida, Georgia, Kentucky, North Carolina, South Carolina, Texas, and Virginia. Charles has held past roles with Capital Investment Group, Inc., Scott & Stringfellow, Inc., PEBSCO Securities Corp., T.L. Reed Securities, Inc., Source Securities, Inc., and Wheat, First Securities, Inc. Charles is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/08/2010 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
04/04/1995 - 04/09/1997
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
VA
01/12/1994 - 04/11/1995
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
OH
11/15/1985 - 01/10/1994
PEBSCO SECURITIES CORP. (COLUMBUS OH)
NA
06/09/1989 - 12/20/1989
T.L. REED SECURITIES, INC.
NA
11/07/1985 - 04/25/1989
SOURCE SECURITIES, INC.
NA
07/23/1980 - 10/21/1985
WHEAT, FIRST SECURITIES, INC.
BOTH
Issued 08/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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