Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Behette is a financial professional with over 20 years of experience in the industry. Charles is currently registered with SG Americas Securities, LLC and has held previous positions at several other firms including Velocity Capital, LLC, Mizuho Securities USA LLC, Alternet Securities Inc., ITG Inc., J.P. Morgan Securities Inc., Dresdner Kleinwort Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Charles has a wide range of experience in the financial services industry and holds several licenses and certifications including Series 7, Series 55, Series 3, SIE, Series 57TO, and Series 99TO. Charles is committed to providing clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/08/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
06/09/2022 - 02/02/2023
VELOCITY CAPITAL, LLC (NEW YORK NY)
NY
02/19/2013 - 03/16/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
06/07/2010 - 12/31/2012
ALTERNET SECURITIES INC. (NEW YORK NY)
NY
04/27/2009 - 12/31/2012
ITG INC. (NEW YORK NY)
NY
05/22/2007 - 07/31/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/13/2002 - 12/18/2006
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
01/01/1998 - 12/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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