Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Barresi is a financial professional with over 25 years of experience in the industry. Charles is currently registered with Citigroup Global Markets Inc. His previous experience includes roles at Park Avenue Securities LLC, Guardian Investor Services LLC, Royal Alliance Associates, Inc. and Prudential Securities Incorporated. Charles holds several licenses and certifications including Series 7, Series 24, Series 52TO, Series 53 and Series 63. Charles has a strong track record of providing comprehensive financial advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/01/2018 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/09/2000 - 01/10/2018
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/20/2011 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
AZ
04/02/1997 - 11/30/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
11/10/1995 - 01/24/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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