Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Rudnick is a financial advisor with over 30 years of experience in the securities industry. He is currently registered with Raymond James & Associates, Inc. and holds Series 6, 7, and 63 licenses as well as the SIE. Charles specializes in providing financial advice to individuals, corporations, and institutions. He has previously held positions with Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., Bear, Stearns & Co. Inc., Smith Barney Inc., and BNY Securities, Inc. Charles is dedicated to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/11/2019 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
05/04/2012 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/22/2007 - 05/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/17/2000 - 06/01/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/19/1994 - 10/23/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/31/1993 - 06/15/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
12/11/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/25/1987 - 08/23/1990
BNY SECURITIES, INC.
NA
03/09/1984 - 08/01/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/22/1983 - 12/20/1983
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 05/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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