Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bailey has been in the financial services industry since 1983 and has extensive experience with various investment strategies. Charles is a registered representative with Steward Partners Investment Advisory, LLC and has offices in Mobile, Alabama, and New York, New York. Charles has held previous positions with Wells Fargo Clearing Services, LLC, Legg Mason Wood Walker, Incorporated, Morgan Keegan & Company, Inc., and Sterne, Agee & Leach, Inc. Charles holds several securities licenses and has passed the Series 7, 9, 10, 31, 63, and 65 exams. Charles provides financial planning, investment advice, and portfolio management services for individuals, families, and businesses. Charles is committed to providing his clients with personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/02/2023 - Present
Steward Partners Investment Advisory, LLC (Mobile AL)
AL
12/09/2005 - 02/14/2023
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
AL
05/04/2001 - 01/05/2006
LEGG MASON WOOD WALKER, INCORPORATED (MOBILE AL)
TN
01/21/1986 - 05/16/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
04/19/1983 - 01/24/1986
STERNE, AGEE & LEACH, INC.
IA
Issued 2/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/2/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 4/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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