Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Millar is a financial advisor at Janney Montgomery Scott LLC, based in Albany, NY. Charles has been working in the financial industry since 1992. Prior to joining Janney Montgomery Scott LLC, Charles worked at Goldman, Sachs & Co. and Johnston, Lemon & Co. Incorporated. Charles is a registered representative and investment advisor representative in several states, including New York, Pennsylvania, and Texas. Charles has experience in financial planning, portfolio management, and pension consulting. Charles is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
02/06/2019 - Present
Janney Montgomery Scott LLC (ALBANY NY)
NY
12/09/2004 - 02/13/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
DC
05/23/1989 - 09/05/2001
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
BOTH
Issued 12/15/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/27/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1998
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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